-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLcGINq4fg9VLZVGohrj1kUl8WRZbQ7GMpXqfcOz/Ia7OTFSW5Jpv7F1SVlGOuoq uzk5xX1cQnGWFPshJRqlfw== 0000912057-00-004443.txt : 20000209 0000912057-00-004443.hdr.sgml : 20000209 ACCESSION NUMBER: 0000912057-00-004443 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 GROUP MEMBERS: ALAN G. WALTON GROUP MEMBERS: CORNELIUS T. RYAN GROUP MEMBERS: EDMUND M. OLIVIER GROUP MEMBERS: OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP GROUP MEMBERS: OBP MANAGEMENT (BERMUDA) LTD. GROUP MEMBERS: OBP MANAGEMENT L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP GROUP MEMBERS: OXFORD BIOSCIENCE PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATATRAK INTERNATIONAL INC CENTRAL INDEX KEY: 0000886530 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 341685364 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48311 FILM NUMBER: 526879 BUSINESS ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: STE 1050 CITY: CLEVELAND STATE: OH ZIP: 44122 BUSINESS PHONE: 2169216505 MAIL ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: STE 1050 CITY: CLEVELAND STATE: OH ZIP: 44122 FORMER COMPANY: FORMER CONFORMED NAME: COLLABORATIVE CLINICAL RESEARCH INC DATE OF NAME CHANGE: 19960311 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD BIOSCIENCE PARTNERS LP CENTRAL INDEX KEY: 0000938806 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061346307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033413300 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* DATATRAK INTERNATIONAL, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - ------------------------------------------------------------------------------- (Title of Class of Securities) 238134 10 0 --------------------------- (CUSIP Number) DECEMBER 31, 1999 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /x / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 238134 10 0 13G Page 2 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------------------------------------------------------------------------------- Page 2 of 18 pages CUSIP No. 238134 10 0 13G Page 3 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Adjunct) L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------------------------------------------------------------------------------- Page 3 of 18 pages CUSIP No. 238134 10 0 13G Page 4 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------------------------------------------------------------------------------- Page 4 of 18 pages CUSIP No. 238134 10 0 13G Page 5 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oxford Bioscience Partners (Bermuda) Limited Partnership - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------------------------------------------------------------------------------- Page 5 of 18 pages CUSIP No. 238134 10 0 13G Page 6 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) Limited Partnership - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------------------------------------------------------------------------------- Page 6 of 18 pages CUSIP No. 238134 10 0 13G Page 7 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) OBP Management (Bermuda) Ltd. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ------------------------------------------------------------------------------- Page 7 of 18 pages CUSIP No. 238134 10 0 13G Page 8 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edmund M. Olivier - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- Page 8 of 18 pages CUSIP No. 238134 10 0 13G Page 9 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Cornelius T. Ryan - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- Page 9 of 18 pages CUSIP No. 238134 10 0 13G Page 10 of 18 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alan G. Walton - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares ------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 236,850 Shares ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 Shares ------------------------------------------------------ WITH: 8 SHARED DISPOSITIVE POWER 236,850 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,850 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- Page 10 of 18 pages CUSIP No. 238134 10 0 13G Page 11 of 18 Pages NOTE: This Statement on Schedule 13G is being filed on behalf of: (i) Oxford Bioscience Partners L.P., a Delaware limited partnership; (ii) Oxford Bioscience Partners (Adjunct) L.P., a Delaware limited partnership; (iii) OBP Management L.P., a Delaware limited partnership; (iv) Oxford Bioscience Partners (Bermuda) Limited Partnership, a Bermuda limited partnership; (v) OBP Management (Bermuda) Limited Partnership, a Bermuda limited partnership; (vi) OBP Management (Bermuda) Ltd., a Bermuda company; (vii) Edmund M. Olivier; (viii) Cornelius T. Ryan; and (ix) Alan G. Walton. Item 1(a). NAME OF ISSUER: DataTRAK International, Inc. Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 20600 Chagrin Blvd., Cleveland, Ohio 44122
ITEM 2(a) ITEM 2(b) ITEM 2(c) CITIZENSHIP OR PLACE NAME OF PERSON FILING ADDRESS OF ORGANIZATION Oxford Bioscience Partners L.P. Oxford Bioscience Partners Delaware ("OBP") 315 Post Road West Westport, CT 06880 Oxford Bioscience Partners Oxford Bioscience Partners Delaware (Adjunct) L.P. ("OBP 315 Post Road West Adjunct") Westport, CT 06880 OBP Management L.P. ("OBP Oxford Bioscience Partners Delaware Management"), the general 315 Post Road West partner of OBP and OBP Westport, CT 06880 Adjunct Oxford Bioscience Partners Richmond House Bermuda (Bermuda) Limited Par-la-Ville Road Partnership("OBP Hamilton, Bermuda Bermuda") OBP Management (Bermuda) Richmond House Bermuda Limited Partnership ("OBP Par-la-Ville Road Management Bermuda"), the Hamilton, Bermuda general partner of OBP Bermuda OBP Management (Bermuda) Richmond House Bermuda Ltd. ("OBP Bermuda Ltd."), Par-la-Ville Road the corporate general partner Hamilton, Bermuda of OBP Management (Bermuda) Limited Partnership Edmund M. Olivier, a general Oxford Bioscience Partners United States partner of OBP Management 650 Town Center Drive and OBP Management Costa Mesa, California 92626 Bermuda Cornelius T. Ryan, a general Oxford Bioscience Partners United States partner of OBP Management 315 Post Road West and OBP Management Westport, CT 06880 Bermuda Alan G. Walton, a general partner Oxford Bioscience Partners United States of OBP Management and 315 Post Road West OBP Management Bermuda Westport, CT 06880
Page 11 of 18 pages CUSIP No. 238134 10 0 13G Page 12 of 18 Pages Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, no par value. Item 2(e). CUSIP NUMBER: 238134 10 0 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) / / Bank as defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) / / An Investment Adviser in accordance with Rule 13d-1(b)(i)(ii)(E) of the Act. (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) / / Parent Holding Company or control person, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J) of the Act. None of the above. Item 4. OWNERSHIP. (a) Amount Beneficially Owned: As of December 31, 1999, each of the following is the owner of record of the number of shares of Common Stock set forth next to his, her or its name: OBP: 160,107 Shares OBP Adjunct: 32,327 Shares OBP Management: 0 Shares OBP Bermuda: 44,416 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares
By virtue of their relationship as affiliated limited partnerships, whose sole general partners share individual general partners, OBP, OBP Adjunct and OBP Bermuda may be deemed to share voting power and the power to direct the disposition of the shares of Common Stock which each partnership owns of record. OBP Management (as the general partner of OBP and OBP Adjunct) and OBP Management Bermuda (as the general partner of OBP Bermuda) may also be deemed to own beneficially the shares of OBP, OBP Adjunct and OBP Bermuda. OBP Bermuda Ltd., as the corporate general partner of OBP Management Bermuda, may also be deemed to own beneficially the shares of OBP, OBP Adjunct and OBP Bermuda. Messrs. Ryan, Walton and Olivier are general partners of both OBP Management, the general partner of OBP and OBP Adjunct, and OBP Bermuda Management, the general partner OBP Bermuda. Therefore, each of Messrs. Ryan, Walton and Olivier may be deemed to own beneficially the shares held by OBP, OBP Adjunct and OBP Bermuda. Page 12 of 18 pages CUSIP No. 238134 10 0 13G Page 13 of 18 Pages (b) Percent of Class: OBP: 7.2% OBP Adjunct: 7.2% OBP Management: 7.2% OBP Bermuda: 7.2% OBP Management Bermuda: 7.2% OBP Bermuda Ltd. 7.2% Mr. Olivier: 7.2% Mr. Ryan: 7.2% Mr. Walton: 7.2%
The foregoing percentages are calculated based on the 3,290,322 shares of Common Stock reported to be outstanding as of October 31, 1999 in the Quarterly Report on Form 10-Q of DataTRAK International, Inc. for the quarter ended September 30, 1999, as adjusted pursuant to Rule 13d-3 (d)(1) of the Act. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares
(ii) shared power to vote or to direct the vote: OBP: 236,850 Shares OBP Adjunct: 236,850 Shares OBP Management: 236,850 Shares OBP Bermuda: 236,850 Shares OBP Management Bermuda: 236,850 Shares OBP Bermuda Ltd. 236,850 Shares Mr. Olivier: 236,850 Shares Mr. Ryan: 236,850 Shares Mr. Walton: 236,850 Shares
(iii) sole power to dispose or to direct the disposition of: OBP: 0 Shares OBP Adjunct: 0 Shares OBP Management: 0 Shares OBP Bermuda: 0 Shares OBP Management Bermuda: 0 Shares OBP Bermuda Ltd. 0 Shares Mr. Olivier: 0 Shares Mr. Ryan: 0 Shares Mr. Walton: 0 Shares
(iv) shared power to dispose or to direct the disposition of: Page 13 of 18 pages CUSIP No. 238134 10 0 13G Page 14 of 18 Pages OBP: 236,850 Shares OBP Adjunct: 236,850 Shares OBP Management: 236,850 Shares OBP Bermuda: 236,850 Shares OBP Management Bermuda: 236,850 Shares OBP Bermuda Ltd. 236,850 Shares Mr. Olivier: 236,850 Shares Mr. Ryan: 236,850 Shares Mr. Walton: 236,850 Shares
Each of OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP Bermuda Ltd., Mr. Olivier, Mr. Ryan and Mr. Walton expressly disclaims beneficial ownership of any shares of Common Stock of DataTRAK International, Inc., except any shares held directly of record. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |_| Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. OBP, OBP Adjunct, OBP Management, OBP Bermuda, OBP Management Bermuda, OBP Bermuda Ltd., Mr. Olivier, Mr. Ryan and Mr. Walton expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(J) of the Act. Item 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. Item 10. CERTIFICATION. Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c). Page 14 of 18 pages CUSIP No. 238134 10 0 13G Page 15 of 18 Pages SIGNATURE After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 3, 2000 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan ----------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ----------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LTD. By: /s/ Edmund M. Olivier ----------------------------------------- Edmund M. Olivier President /s/ Cornelius T. Ryan --------------------------------------------- Cornelius T. Ryan Page 15 of 18 pages CUSIP No. 238134 10 0 13G Page 16 of 18 Pages /s/ Alan G. Walton --------------------------------------------- Alan G. Walton /s/ Edmund M. Olivier --------------------------------------------- Edmund M. Olivier Page 16 of 18 pages CUSIP No. 238134 10 0 13G Page 17 of 18 Pages EXHIBIT 1 AGREEMENT Pursuant to Rule 13-d1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of DataTRAK International, Inc. Dated: February 3, 2000 OXFORD BIOSCIENCE PARTNERS L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (ADJUNCT) L.P. By: OBP Management L.P., its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OXFORD BIOSCIENCE PARTNERS (BERMUDA) LIMITED PARTNERSHIP By: OBP Management (Bermuda) Limited Partnership, its general partner By: /s/ Cornelius T. Ryan ------------------------------------ Cornelius T. Ryan General Partner OBP MANAGEMENT L.P. By: /s/ Cornelius T. Ryan ----------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LIMITED PARTNERSHIP By: /s/ Cornelius T. Ryan ----------------------------------------- Cornelius T. Ryan General Partner OBP MANAGEMENT (BERMUDA) LTD. By: /s/ Edmund M. Olivier ----------------------------------------- Edmund M. Olivier President Page 17 of 18 pages CUSIP No. 238134 10 0 13G Page 18 of 18 Pages /s/ Cornelius T. Ryan --------------------------------------------- Cornelius T. Ryan /s/ Alan G. Walton --------------------------------------------- Alan G. Walton /s/ Edmund M. Olivier --------------------------------------------- Edmund M. Olivier Page 18 of 18 pages -----END PRIVACY-ENHANCED MESSAGE-----